Not an official District document; independently assembled by David Weekly. May contain errors. Questions? Contact us.
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0420.41-E PDF(1) AR Administrative Regulation

Charter School Oversight

Requirements For Charter Schools Charter schools shall be subject to the terms of their charters, any memorandum of understanding with their chartering authority, and other legal requirements that are expressly applicable to charter schools, including, but not limited to, requirements that each charter school: 1. Be nonsectarian in its programs, admission policies, employment practices, and all other operations (Education Code 47605) 2. Not discriminate against any student on the basis of the characteristics listed in Education Code 220 (Education Code 47605) 3. Not charge tuition (Education Code 47605) 4. Not charge student fees for any activity that is an integral component of the educational program, except as authorized by those Education Code provisions that explicitly apply to charter schools 5. Adhere to all laws establishing the minimum age for public school attendance (Education Code 47610) 6. Serve students who are California residents and who, if over 19 years of age, are continuously enrolled in a public school and making "satisfactory progress" toward a high school diploma as defined in 5 CCR 11965 (Education Code 47612) 7. Serve students with disabilities in the same manner as such students are served in other public schools (Education Code 47646, 56145) 8. Admit all students who wish to attend the school, according to the following criteria and procedures: a. Admission to the charter school shall not be determined according to the student's place of residence, or that of his/her parents/guardians, within the state, except that any existing public school converting partially or entirely to a charter school shall adopt and maintain a policy giving admission preference to students who reside within the school's former attendance area. (Education Code 47605) If a charter school will be physically located in a public elementary school attendance area in which 50 percent or more of the student enrollment is eligible for free or reduced-price meals, it may also establish an admission preference for students who are currently enrolled in the public elementary school and for students who reside in the public school attendance area. (Education Code 47605.3) b. If the number of students who wish to attend the charter school exceeds the school's capacity, attendance, except for existing students of the charter school, shall be determined by a public random drawing. Preference shall be extended to students currently attending the charter school and students who reside in the district, except as provided for in Education Code 47614.5. (Education Code 47605) c. Other admission preferences may be permitted by the chartering district on an individual school basis consistent with law. (Education Code 47605) 9. Immediately enroll a homeless student, except where such enrollment would conflict with Education Code 47605(d) (Education Code 48850; 42 USC 11431-11435) 10. Comply with the requirements of Education Code 48850-48859 regarding the enrollment and placement of foster youth (Education Code 48853.5, 48859) 11. If the school offers a kindergarten program: (Education Code 48000) a. Offer a transitional kindergarten (TK) program to students whose fifth birthday is from September 2 through December 2 b. Ensure that any credentialed teacher first assigned to teach a TK class after July 1, 2015 meets the qualifications specified in Education Code 48000 by August 1, 2020 12. Require its teachers to hold a certificate, permit, or other document issued by the Commission on Teacher Credentialing (CTC) equivalent to that which a teacher in other public schools would be required to hold (Education Code 47605) 13. Provide annual training on child abuse and neglect reporting requirements to employees and persons working on the school's behalf who are mandated reporters, within the first six weeks of each school year or within six weeks of employment (Education Code 44691) 14. Not hire any person who has been convicted of a violent or serious felony except as otherwise provided by law, and, if the school contracts with an entity for specified services, verify that any employee of that entity who will have contact with students has had a criminal background check (Education Code 44830.1, 45122.1, 45125.1) 15. Report to the CTC any change in a certificated employee's employment status (dismissal, nonreelection, resignation, suspension, unpaid administrative leave for more than 10 days, retirement, or other decision not to employ or reemploy) as a result of an allegation of misconduct or while an allegation of misconduct is pending (Education Code 44030.5) 16. Meet the requirements of Education Code 47611 regarding the State Teachers' Retirement System (Education Code 47610) 17. Meet the requirements of Government Code 3540-3549.3 related to collective bargaining in public education employment (Education Code 47611.5) 18. If the school serves students in grades 7-12, adopt a policy on suicide prevention, intervention, and postvention with specified components (Education Code 215) 19. If the school serves students in grade 9, adopt a fair, objective, and transparent mathematics placement policy with specified components (Education Code 51224.7) 20. Meet all statewide standards and conduct any statewide assessments applicable to noncharter public schools (Education Code 47605, 47612.5, 60605, 60850-60859) 21. Until July 31, 2018, grant a high school diploma to any student who completed grade 12 in the 2003-04 school year or a subsequent school year and who has met all applicable graduation requirements other than the passage of the high school exit examination (Education Code 60851.6) 22. Offer at least the number of instructional minutes required by law for the grade levels provided by the charter school (Education Code 47612.5) 23. If the school provides independent study, meet the requirements of Education Code 51745-51749.3, except that the school may be allowed to offer courses required for graduation solely through independent study as an exception to Education Code 51745(e) (Education Code 47612.5, 51747.3; 5 CCR 11705) 24. Identify and report to the Superintendent of Public Instruction (SPI) any portion of its average daily attendance that is generated through nonclassroom-based instruction, including, but not limited to, independent study, home study, work study, and distance and computer-based education (Education Code 47612.5, 47634.2; 5 CCR 11963.2) 25. If the school offers competitive athletics, annually post on the school's web site or on the web site of the charter operator the total enrollment of the school classified by gender, the number of students who participate in competitive athletics classified by gender, and the number of boys' and girls' teams classified by sport and by competition level (Education Code 221.9) 26. If the school offers an athletic program, annually provide information sheets about concussions/head injuries and sudden cardiac arrest to athletes and their parents/guardians, which must be signed and returned to the school before the athlete initiates practice or competition. In the event that an athlete is suspected of sustaining a concussion or head injury, passes out, or faints during or immediately after participation in an athletic activity, he/she shall be immediately removed from the activity for the remainder of the day and shall not be permitted to return to the activity until he/she is evaluated by a licensed health care provider and receives written clearance to do so. (Education Code 33479-33479.5, 49475) 27. On a regular basis, consult with parents/guardians and teachers regarding the school's educational programs (Education Code 47605) 28. Provide students the right to exercise freedom of speech and of the press including, but not limited to, the use of bulletin boards; the distribution of printed materials or petitions; the wearing of buttons, badges, and other insignia; and the right of expression in official publications (Education Code 48907, 48950) 29. Maintain written contemporaneous records that document all student attendance and make these records available for audit and inspection (Education Code 47612.5) 30. If a student subject to compulsory full-time education is expelled or leaves the charter school without graduating or completing the school year for any reason, notify the Superintendent of the school district of the student's last known address within 30 days and, upon request, provide that district with a copy of the student's cumulative record, including a transcript of grades or report card, and health information (Education Code 47605) 31. If the school serves high school students, submit to the Student Aid Commission, for use in the Cal Grant program, the grade point average (GPA) of all students in grade 12 and verification of high school graduation or its equivalent for students who graduated in the prior academic year. However, such information shall not be submitted when students opt out or are permitted by the rules of the Student Aid Commission to provide test scores in lieu of the GPA. (Education Code 69432.9, 69432.92) 32. Develop a transportation safety plan that includes procedures to ensure that a student is not left unattended on a school bus, student activity bus, youth bus, or child care motor vehicle and procedures and standards for designating an adult chaperone, other than the driver, to accompany students on a school activity bus (Education Code 39831.3) 33. Comply with the California Building Standards Code as adopted and enforced by the local building enforcement agency with jurisdiction over the area in which the charter school is located, unless the charter school facility meets either of the following conditions: (Education Code 47610, 47610.5) a. The facility complies with the Field Act pursuant to Education Code 17280-17317 and 17365-17374. b. The facility is exclusively owned or controlled by an entity that is not subject to the California Building Standards Code, including, but not limited to, the federal government. 34. Provide reasonable accommodations on campus to a lactating student to express breast milk, breastfeed an infant child, or address other needs related to breastfeeding (Education Code 222) 35. Ensure the availability and proper use of emergency epinephrine auto-injectors by: (Education Code 49414) a. Providing school nurses or other voluntary, trained personnel with at least one regular and one junior device for elementary schools and, for secondary schools, one regular device if there are no students who require a junior device b. Distributing a notice at least once per school year to all staff requesting volunteers and describing the training that volunteers will receive c. Providing defense and indemnification to volunteers for any and all civil liability from such administration 36. If the school chooses to make an opioid antagonist available to persons suffering, or reasonably believed to be suffering, from an opioid overdose, comply with the requirements of Education Code 49414.3, including, but not limited to, providing training to personnel who volunteer to administer the opioid antagonist 37. Promptly respond to all reasonable inquiries from the district, the county office of education, or the SPI, including, but not limited to, inquiries regarding the school's financial records (Education Code 47604.3) 38. Annually prepare and submit financial reports to the district Board of Education and the County Superintendent of Schools in accordance with the following reporting cycle: a. By July 1, a preliminary budget for the current fiscal year. For a charter school in its first year of operation, financial statements submitted with the charter petition pursuant to Education Code 47605(g) will satisfy this requirement. (Education Code 47604.33) b. By July 1 each year, an update of the school's goals and the actions to achieve those goals as identified in the charter, developed using the local control and accountability plan template adopted by the State Board of Education. This report shall include a review of the progress toward the goals, an assessment of the effectiveness of the specific actions toward achieving the goals, a description of changes the school will make to the specific actions as a result of the review and assessment, and a listing and description of expenditures for the fiscal year implementing the specific actions. (Education Code 47604.33, 47606.5, 52064) When conducting this review, the governing body of the school may consider qualitative information including, but not limited to, findings that result from any school quality reviews conducted pursuant to Education Code 52052 or any other reviews. To the extent practicable, data shall be reported in a manner consistent with how information is reported on a school accountability report card. The update shall be developed in consultation with teachers, principals, administrators, other school personnel, parents/guardians and students. (Education Code 47606.5) c. By December 15, an interim financial report for the current fiscal year reflecting changes through October 31. (Education Code 47604.33) d. By March 15, a second interim financial report for the current fiscal year reflecting changes through January 31. (Education Code 47604.33) e. By September 15, a final unaudited report for the full prior year. The report submitted to the Board shall include an annual statement of all the charter school's receipts and expenditures for the preceding fiscal year. (Education Code 42100, 47604.33) f. By December 15, a copy of the charter school's annual, independent financial audit report for the preceding fiscal year, unless the charter school's audit is encompassed in the district's audit. The audit report shall also be submitted to the State Controller and the California Department of Education. (Education Code 47605) 39. Post specified information related to the prohibition against discrimination under Title IX of the Education Amendments of 1972 in a prominent and conspicuous location on the school web site or on the web site of the charter operator (Education Code 221.61) 40. If a direct-funded charter school, adopt and implement uniform complaint procedures to resolve complaints of unlawful discrimination or alleged violation of a state or federal law or regulation governing educational programs, in accordance with 5 CCR 4600-4670 (5 CCR 4600) 41. Annually adopt a school accountability report card (Education Code 47612; California Constitution, Article 16, Section 8.5) In addition, charter schools shall comply with the state and federal constitutions, applicable federal laws, and state laws that apply to governmental agencies in general, such as the Brown Act requirements in Government Code 54950-54963 and the conflict of interest laws in Government Code 1090-1099 and 87100-91014.

Legal & Management References

State
5 CCR 11700-11705 - Independent study
5 CCR 11960-11969.10 - Charter schools
5 CCR 4600-4670 - Uniform complaint procedures
Bus. And Prof. Code 7583.45 - Training for security officers
CA Constitution Article 16, Section 8.5 - Public finance; school accountability report card
Corp. Code 5110-6910 - Nonprofit public benefit corporations
Ed. Code 1006 - Prohibition against school district employees serving on county board of education
Ed. Code 17070.10-17079.30 - Leroy F. Greene School Facilities Act
Ed. Code 17280-17317 - Field Act; approval of plans and supervision of construction
Ed. Code 17365-17374 - Field Act; fitness for occupancy; liability of board members
Ed. Code 17586 - Interior locks on buildings
Ed. Code 200 - Nondiscrimination declaration of purpose
Ed. Code 210.2 - Educational equity definition
Ed. Code 215 - Suicide prevention policies
Ed. Code 215.5 - Student identification cards; inclusion of safety hotlines
Ed. Code 220 - Prohibition of discrimination
Ed. Code 220.5 - Prohibition of policies requiring disclosure of information related to student’s sexual orientation, gender identity, or gender expression
Ed. Code 221.61 - Posting of Title IX information on website
Ed. Code 221.9 - Sex equity in competitive athletics
Ed. Code 222 - Reasonable accommodations; lactating students
Ed. Code 222.5 - Pregnant and parenting students; notification of rights
Ed. Code 231.5 - Sexual harassment policy
Ed. Code 234.4 - Mandated policy on bullying prevention
Ed. Code 234.6 - Bullying and harassment prevention information
Ed. Code 234.7 - Student protections relating to immigration and citizenship status
Ed. Code 243 - Prohibition of discrimination; instructional materials
Ed. Code 244 - Prohibition of discrimination; instructional materials adoption
Ed. Code 32280-32289.5 - School safety plans
Ed. Code 32283.5 - Bullying; online training
Ed. Code 33317.3 - Student transfer reporting
Ed. Code 33353 - California Interscholastic Federation; standardized incident form
Ed. Code 33355 - Extreme weather protocols
Ed. Code 33479-33479.9 - The Eric Parades Sudden Cardiac Arrest Prevention Act
Ed. Code 35012 - Student board member participation in expulsion hearings
Ed. Code 35120 - Student board membership
Ed. Code 35179.4-35179.6 - Interscholastic athletic programs, safety; swimming pool safety that is not part of interscholastic athletic program
Ed. Code 35183.1 - Graduation ceremonies; tribal regalia or recognized object of religious/cultural significance
Ed. Code 35292.6 - Stocking of menstrual products
Ed. Code 35330 - Field trips and excursions; student fees
Ed. Code 38001.5 - Training for security officers
Ed. Code 38080-38086 - School meals
Ed. Code 39831.3 - Transportation safety plan
Ed. Code 39843 - Disciplinary action against bus driver; report to Department of Motor Vehicles
Ed. Code 41024 - Report of expenditure of state facility funds
Ed. Code 42100 - Annual statement of receipts and expenditures
Ed. Code 44030.5 - Reporting change in employment status due to alleged misconduct
Ed. Code 44237 - Criminal record summary
Ed. Code 44238.9 - District oversight
Ed. Code 44691 - Information on detection of child abuse; annual training
Ed. Code 44830.1 - Certificated employees; conviction of a violent or serious felony
Ed. Code 44841 - CPR certification
Ed. Code 44939.5 - Certificated applicant screening
Ed. Code 45122.1 - Classified employees; conviction of a violent or serious felony
Ed. Code 45125.1 - Criminal records summary; employees of contracting entity
Ed. Code 46015 - Accommodations for pregnant and parenting pupils
Ed. Code 46015 - Accommodations for pregnant and parenting students; parental leave
Ed. Code 46300 - Transitional kindergarten and kindergarten students in attendance calculation
Ed. Code 46390-46393 - Emergency average daily attendance
Ed. Code 47600-47616.7 - Charter Schools Act of 1992
Ed. Code 47634.2 - Nonclassroom-based instruction
Ed. Code 47640-47647 - Special education funding for charter schools
Ed. Code 47651 - Apportionment of funds; charter schools
Ed. Code 48000 - Minimum age of admission for kindergarten; transitional kindergarten
Ed. Code 48010 - Minimum age of admission to first grade
Ed. Code 48206.3-48208 - Students with temporary disabilities; individual instruction
Ed. Code 48850-48859 - Students in foster care and students experiencing homelessness
Ed. Code 48850-48859 - Education of foster youth and homeless students
Ed. Code 48900 - Grounds for suspension or expulsion
Ed. Code 48901.1 - Suspension and expulsion; willful defiance
Ed. Code 48901.7 - Smartphone policy
Ed. Code 48901.8 - Social media policy
Ed. Code 48907 - Exercise of free expression; time, place, and manner rules and regulations
Ed. Code 48913.5 - Suspended students; homework assignments
Ed. Code 48950 - Speech and other communication
Ed. Code 48980.6 - Dual enrollment offerings notification
Ed. Code 48985 - Notices to parents/guardians in language other than English
Ed. Code 49005-49006.4 - Seclusion and restraint
Ed. Code 49010 - Student fees
Ed. Code 49011 - Student fees; definition
Ed. Code 49014 - Public School Fair Debt Collection Act
Ed. Code 49061 - Definitions; directory information
Ed. Code 49062.5 - Student records; name or gender change
Ed. Code 49070 - Challenging student records
Ed. Code 49073.2 - Privacy of student and parent/guardian personal information; minutes of board meeting
Ed. Code 49076.7 - Student records; data privacy; social security numbers
Ed. Code 49110 - Authority to issue work permits
Ed. Code 49381 - Human trafficking prevention
Ed. Code 49400-49417 - Student health; General powers of school boards
Ed. Code 49406 - TB risk assessment
Ed. Code 49414 - Epinephrine auto-injectors
Ed. Code 49414.3 - Administration of opioid antagonist
Ed. Code 49428 - Notification of mental health services
Ed. Code 49428.5 - Employment of medical personnel
Ed. Code 49430-49434 - The Pupil Nutrition, Health, and Achievement Act of 2001
Ed. Code 49431.9 - Prohibition of advertisement of non-nutritious foods
Ed. Code 49475 - Health and safety; concussions and head injuries
Ed. Code 49501.5 - Free breakfast and lunch to all students
Ed. Code 49531 - Food dyes prohibition
Ed. Code 49550-49564.5 - Meals for needy students
Ed. Code 49557.5 - Child Hunger Prevention and Fair Treatment Act of 2017
Ed. Code 49564.3 - Provision of federal universal meal service
Ed. Code 49603 - On campus access to employers and military services
Ed. Code 49700-49701 - Education of children of military families
Ed. Code 51224.7 - Mathematics placement policy
Ed. Code 51225.1-51225.2 - Exemption from local graduation requirements; acceptance of coursework
Ed. Code 51225.3 - High school graduation requirements
Ed. Code 51225.31 - Graduation exemption for students with disabilities
Ed. Code 51225.32 - Graduation requirements for students with disabilities
Ed. Code 51225.38 - Dangers associated with fentanyl
Ed. Code 51225.6 - Instruction in cardiopulmonary resuscitation; districts that require health education for graduation
Ed. Code 51225.7-51225.8 - Completion and submission of the Free Application for Federal Student Aid and California Dream Act Application
Ed. Code 51413 - Diploma of graduation without passage of high school exit examination
Ed. Code 51744-51749.6 - Independent study
Ed. Code 51925-51929 - Mandatory mental health education
Ed. Code 51930-51939 - California Healthy Youth Act
Ed. Code 52052 - Accountability; numerically significant student subgroups
Ed. Code 52060-52077 - Local control and accountability plan
Ed. Code 52075 - Uniform complaint procedures
Ed. Code 52770 - College and career fairs; community college districts
Ed. Code 52770 - College and career fairs
Ed. Code 53234-53235.2 - Ethics training for governing body
Ed. Code 56026 - Special education
Ed. Code 56040.3 - Availability of assistive technology device
Ed. Code 56040.6 - Deaf, hard of hearing student considerations
Ed. Code 56145-56146 - Special education services in charter schools
Ed. Code 56365-56366.12 - Nonpublic, nonsectarian schools
Ed. Code 56521.1-56521.2 - Emergency Interventions
Ed. Code 60600-60649 - Assessment of academic achievement
Ed. Code 60900 - Charter school closure
Ed. Code 64000 - Categorical programs included in consolidated application
Ed. Code 64001 - School plan for student achievement; consolidated application programs
Ed. Code 65000-65001 - School site councils
Ed. Code 69432.9-69432.92 - Cal Grant program; notification of grade point average and high school graduation
Gov. Code 1090-1099 - Prohibitions applicable to specified officers
Gov. Code 3540-3549.3 - Educational Employment Relations Act
Gov. Code 3555-3559 - Public employee communication, information and orientation
Gov. Code 54950-54963 - The Ralph M. Brown Act
Gov. Code 7920.000-7930.215 - California Public Records Act
Gov. Code 81000-91014 - Political Reform Act
H&S Code 104420 - Tobacco Use Prevention Education grant program
H&S Code 104559 - Tobacco-free schools
Lab. Code 1198.5 - Personnel records related to performance and grievance
Lab. Code 3074.2 - College and career fairs; notice to apprenticeship programs
Pen. Code 1192.7 - Definition of serious felony
Pen. Code 667.5 - Violent felony; definition
Veh. Code 28160 - Child safety alert system
Federal
20 USC 1681-1688 - Title IX of the Education Amendments of 1972; discrimination based on sex
20 USC 6311 - State plan
20 USC 7221-7221j - Charter schools
34 CFR 200.1-200.78 - Accountability
42 USC 11431-11435 - McKinney-Vento Homeless Assistance Act
Management Resources
Attorney General Opinion - 104 Ops.Cal.Atty.Gen. 66 (2021)
Attorney General Opinion - 101 Ops.Cal.Atty.Gen. 92 (2018)
Attorney General Opinion - 78 Ops.Cal.Atty.Gen. 297 (1995)
Attorney General Opinion - 89 Ops.Cal.Atty.Gen. 166 (2006)
Attorney General Opinion - 80 Ops.Cal.Atty.Gen. 52 (1997)
CA Office of Administrative Hearings Decisions - Student v. Horizon Instructional Systems Charter School (2012) OAH Case No. 2011060763
California Attorney General - Promoting a Safe and Secure Learning Environment for All: Guidance and Model Policies to Assist California's K-12 Schools in Responding to Immigration Issues, December 2024
California Department of Education Publication - Pupil Fees, Deposits, and Other Charges, Fiscal Management Advisory 23-02, November 2023
California Department of Education Publication - Model Youth Suicide Prevention Policy for Local Educational Agencies that Serve Kindergarten through Twelfth Grade Students
California Department of Education Publication - Pupil Fees, Deposits, and Other Charges, Fiscal Management Advisory 20-01, July 23, 2020
California Department of Education Publication - California School Accounting Manual
California Dept. of Pesticide Reg. Publication - School District Integrated Pest Management Plan Template
California Interscholastic Federation Publication - Pursuing Victory with Honor, 1999
Court Decision - Ridgecrest Charter School v. Sierra Sands Unified School District (2005) 130 Cal.App.4th 986
CSBA Publication - Charter Schools: A Guide for Governance Teams, rev. 2021
CSBA Publication - Charter Schools in Focus, Issue 2: Ensuring Effective Oversight, Governance Brief, October 2017
CSBA Publication - Uncharted Waters: Recommendations for Prioritizing Student Achievement and Effective Governance in California's Charter Schools, September 2018
Multi-Agency Charter SATF's Publication - Audit Best Practices for Detecting and Curtailing Charter School Fraud, September 2024
U.S. DOE Guidance - Charter Schools Program: Title V, Part B of the ESEA, Nonregulatory Guidance, January 2014
Website - CSBA District and County Office of Education Legal Services
Website - U.S. Department of Agriculture
Website - National Suicide Prevention Lifeline
Website - National Domestic Violence Hotline
Website - California State Teachers Retirement System
Website - California Public Employees Retirement System
Website - California Department of General Services, Office of Administrative Hearings
Website - California Commission on Teacher Credentialing
Website - California Commission on Peace Officer Standards and Training
Website - California Bureau of Security and Investigative Services
Website - California Department of Pesticide Regulation
Website - California State Controller
Website - California Student Aid Commission
Website - National Association of Charter School Authorizers
Website - California Charter Schools Association
Website - California Department of Education, Charter Schools
Website - California Interscholastic Federation
Website - California Office of the Attorney General
Website - CSBA
Website - U.S. Department of Education

Cross References